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Broker-Dealer Regulation in a Nutshell (Nutshell Series)

Broker-Dealer Regulation in a Nutshell (Nutshell Series)Author: Thomas Lee Hazen
Publisher: Gale Cengage
Category: Book

List Price: $35.00
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New (11) Used (14) from $20.06

Seller: Amazon.com
Rating: 5.0 out of 5 stars 1 reviews
Sales Rank: 275,655

Media: Paperback
Pages: 235
Number Of Items: 1
Shipping Weight (lbs): 0.6
Dimensions (in): 7.2 x 4.8 x 0.5

ISBN: 0314144625
Dewey Decimal Number: 346.730926
EAN: 9780314144621
ASIN: 0314144625

Publication Date: January 4, 2003
Availability: Usually ships in 24 hours

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Customer Reviews:
5 out of 5 stars Good Reference   March 25, 2007
E Neel (Houston TX)
0 out of 1 found this review helpful

This is a book only for reference. Good history as to the development of some of the laws. People in the industry should read to help explain some of the methods to the madness.


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